Regulatory Audits



As a leading Wellington ESG audit consultant, esgaudit can provide a suite of basic regulatory audits on a one-off or periodical basis, including:

  • Resource consent conditions (Resource Management Act)
  • General Health and Safety at Work Act requirements
  • Hazardous Substances Regulations
  • Facilities Management walkabouts for various compliance requirements 
  • Radiation Safety Act requirements

Management System Audits


We can provide internal audit services to your organisation for:
  • ISO9001 - Quality Management System
  • ISO14001 - Environmental Management System
  • ISO45001 - Occupational Health & Safety Management System
  • ISO50001 - Energy Management System
  • ISO55001 - Asset Management System
  • ISO26000 - Social Responsibility Management System
  • ISO31000 - Series on Risk Management
  • ISO37000 - Series on Governance of Organisations
  • ISO 14046 - Water footprint standard


Policy Audits & Review


WHY THE NEED?

An independent policy audit and review is a meaningful way to exercise due diligence and obtain an independent opinion on a policy's suitability, authenticity and effectiveness. It upholds the United Nation's six principles of responsible investment (PIR). 

WHAT PURPOSE DOES AN AUDIT SERVE?

Policy Audits & Review provides some assurance that through the employment of suitable and effective policies, an organisation is being authentic to all involved.

Is your policy fit for purpose?


Unfortunately media stories and court cases demonstrate that sometimes these policies can be unsuitable, ineffective and misleading.

Board members, regulators, investors and other stakeholders are required to carry out their due diligence to be assured that an organisation's policies or those provided by their supply chain are truthful and meaningful? 

An independent policy audit and review is a meaningful way to exercise due diligence and obtain an independent opinion on a policy's suitability, authenticity and effectiveness. 

Types of Policy Audits


SIMPLE POLICY AUDIT


Is it suitable? This covers areas of accountability and responsibility, is it in date, does it meet legislative/standard requirements?

Is it operational? This assesses each stated commitment in the policy and requests verifiable evidence to back up the claim.

IN-DEPTH POLICY AUDIT


An in-depth policy audit asks is it suitable, is it operational but also, is it effective?

Is it suitable? This covers areas of accountability and responsibility, is it in date, does it meet legislative/standard requirements?

Is it operational? This assesses each stated commitment in the policy and requests verifiable evidence to back up the claim.

Is it effective? Is the policy achieving its aim and how that it is being measured?Are staff following the policy? What do staff think of the policy? Do they even know about it?

Audit Services Wellington | ESG Audit

Other Audit Programmes


We can assist in the development and/or auditing of issue specific or sector specific audit programmes. 
Our Director has been involved in many other bespoke audit programmes at organisational/multi-site level and industry/sector level, these include:

  • United Nations Principles of Responsible Investment
  • Three waters infrastructure and operations
  • Third parties and supply chain
  • Nursing and midwifery education
  • Industrial laundries
  • United Nations Sustainable Development Goals
  • United Nations Global Compact
  • Port operations
  • Aviation safety management systems
  • Water use and quality
  • Integrated Reporting and GRI
  • SEDEX SMETA
  • Environmental impacts of the further and higher education sector
  • Fairtrade(TM) use in the education sector
  • Print industry
  • Dairy industry
  • Local government
  • Departments and entities of the Ministry of Business, Innovation and Employment (MBIE) 
  • Waste sector